Global Financial Regulation
-
Level: Beginner
-
Duration: 10.1 hours
-
Access: 1 Year
Write your awesome label here.
Understand how the stability of banks and other financial institutions affects not only the financial markets but also the broader real economy, and recognize the various tools used by regulatory authorities around the world.
Course Features
#1 Shareable Certificate
Earn a certificate upon completion.
#2 100% Online Learning
Start straight away and learn at your own pace.
#3 Beginner Level
This course is suitable for anyone looking to learn about global financial regulation.
#4 Course Duration
Tutorial time of 10.1 hours.
#5 Accepted for CPE
Many of the tutorials in this course are accepted for CPE by some of the world's largest financial associations.
What You Will Learn
1. Financial Regulation - An Introduction
- Topic 1: The Need for Regulation
- Topic 2: Regulation in Practice
2. Financial Authorities (US) - Federal Reserve
- Topic 1: Overview
- Topic 2: Monetary Policy
- Topic 3: Supervision & Regulation
- Topic 4: Financial Stability
- Topic 5: Payment & Settlement Systems
- Topic 6: Consumer Protection & Community Development
3. Financial Authorities (US) - SEC
- Topic 1: SEC Overview
4. Financial Authorities (US) - CFTC
- Topic 1: CFTC Overview
5. Financial Authorities (UK) - PRA & FCA
- Topic 1: UK Financial Regulation
- Topic 2: Prudential Regulation Authority (PRA)
- Topic 3: Financial Conduct Authority (FCA)
6. Financial Authorities (UK) - Bank of England
- Topic 1: Monetary Stability
- Topic 2: Financial Stability
7. Financial Authorities (Europe) - ECB
- Topic 1: Overview of the ECB
- Topic 2: Monetary Policy
- Topic 3: Other Tasks of the ECB
8. Financial Authorities (Europe) - ESFS
- Topic 1: European Financial Regulation
- Topic 2: Microprudential Regulation
- Topic 3: Macroprudential Regulation
- Topic 4: Key EU Directives & Regulations
9. Financial Authorities (Japan)
- Topic 1: Economic Background
- Topic 2: Bank of Japan
- Topic 3: Key Japanese Regulators
- Topic 4: Other Regulators
10. Financial Authorities (Hong Kong)
- Topic 1: Background
- Topic 2: Hong Kong Monetary Authority (HKMA)
- Topic 3: Other Financial Regulators
11. Financial Authorities (Singapore)
- Topic 1: Monetary Authority of Singapore
- Topic 2: Singapore Exchange (SGX) & Securities Industry Council (SIC)
12. Financial Authorities (China)
- Topic 1: Overview of the Chinese Banking Sector
- Topic 2: People's Bank of China (PBC)
- Topic 3: Other Regulators
13. Financial Authorities (Australia)
- Topic 1: Overview
- Topic 2: Reserve Bank of Australia (RBA)
- Topic 3: Australian Prudential Regulation Authority (APRA)
- Topic 4: Australian Securities and Investments Commission (ASIC)
- Topic 5: Other Regulatory Bodies

Gain Industry Knowledge and a Certification
Access your learning wherever you are.
Test your knowledge throughout each tutorial with
regular review questions.
regular review questions.
End each tutorial with a short, graded test designed to enhance knowledge retention.
Gain a shareable professional certification.
Meet Your CPE Requirements

