Global Compliance (2024)

  • Access: 1 Year
  • Level: Introductory
  • Study Time: 10 Hours
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The Global Compliance course is designed to equip professionals with a comprehensive understanding of the ever-evolving regulatory landscape and compliance requirements across industries worldwide.
  • This course is only suitable for desktop, tablet and mobile use.

Course Outline

In today’s global economy, banks and other financial institutions have greatly expanded the scope of their activities as well as the products and services they provide to their clients/customers. As the wider world deals with unprecedented changes and challenges, firms of all sizes are more concerned than ever about compliance risk management and navigating an ever-changing and increasingly complex regulatory environment.

Compliance failures can be very costly, both at an individual and corporate level. They can result in litigation, fines and other financial costs, severe reputational damage, and even imprisonment in the case of the individuals involved. To avoid costly and embarrassing errors, whether unintended or deliberate, it is vital that all employees are up to speed in relation to evolving regulatory requirements and industry practices.

What You Will Learn

Topic 1: Anti-Money Laundering (AML)

  • Money Laundering
  • Terrorist Financing
  • Global Frameworks
  • Detecting & Preventing Ml
  • Aml Responsibilities
  • Systems & Controls



Topic 2: Sanctions

  • Sanctions Overview
  • Sanctions Lists
  • Sanctions Monitoring
  • Sanctions On Countries

Topic 3: Fraud

  • Overview Of Fraud
  • Internal Fraud
  • External Fraud
  • Tackling Fraud

Topic 4: Cybercrime

  • Overview Of Cybercrime
  • Cyberthreats & Defenses
  • Social Engineering
  • Web-based Attacks

Topic 5: Conflicts of Interest

  • Conflicts Of Interest Overview
  • Conflicts Of Interest In Finance
  • Managing Conflicts Of Interest

Topic 6: Ethics, Culture, & Conduct

  • Ethics Overview
  • Conduct Risk
  • Ethical Outcomes
  • Measuring Effectiveness

Topic 7: Anti-Bribery & Corruption

  • Corruption & Its Effects
  • International Legislation
  • Tackling Corruption

Topic 8: Data Protection 

  • Key Terms
  • Dp Principles
  • Data Subjects' Rights
  • Other Concepts & Areas

Topic 9: GDPR

  • Data Protection Principles
  • Rights Of Data Subjects
  • Other Concepts & Areas

Topic 10: Modern Slavery

  • What Is Modern Slavery?
  • Types Of Modern Slavery
  • Tackling Slavery

Gain a professional asset allocation certificate

Gain Industry Knowledge and a Certification

 Test your knowledge throughout each tutorial with
regular review questions. 
  End each tutorial with a short, graded test designed to enhance knowledge retention.
  Gain a shareable professional certification.

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