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Understand the Evolving UK and European Regulatory Environment

This on-demand UK and European Regulation and Compliance course from Intuition Now focuses on the key compliance requirements for financial organizations and their employees.

  This course is designed for desktop use only.

GAIN A PROFESSIONAL CERTIFICATION

Many of the tutorials in this course are accepted for CPE by some of the world's largest financial associations.

UNDERSTAND KEY CONCEPTS

Gain an in-depth understanding of the key concepts relating to the evolving financial regulatory environment in the UK and Europe. 

LEARN AT YOUR OWN PACE

Learn at your own pace and at times that suit you. This course is designed for desktop use only. Course content is available on demand and can be completed at a time that suits your schedule.

Meet Your CPE Requirements

Many examination bodies now mandate annual training, with some requiring alumni to complete up to 35 hours a year.

To support learners, Intuition Now works with key accrediting bodies including the Financial Planning Association of Australia to ensure our learning materials can be used to meet your CPE requirements.
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What to Expect From the
Course Content

The course is divided into topic based modules and delivered via a combination of video and eLearning slides.

What You Will Learn

UK Anti-Money Laundering (AML)

This tutorial is a guide to controlling money laundering and terrorist financing risks for financial services staff at all levels.
Duration 75 Minutes

UK Conduct Regime

This tutorial introduces the UK conduct regime for financial services staff at all levels. It details who is responsible for conduct regulation and how those responsibilities are divided.
Duration 90 Minutes

UK Individual Accountability Regime (IAR) - Certified Persons

The course discusses the current approved persons regime and its conduct failures. 
Duration 60 Minutes

UK Market Abuse

This tutorial is a guide to help avoid the risks of breaching the standards of behavior expected in relation to market abuse, becoming liable in civil law for breaches of these standards and committing criminal offences, such as insider trading and market manipulation.
Duration 75 Minutes

UK Cybercrime

This tutorial aims to help financial services staff manage cybercrime risks. It is designed to give an understanding of personal cybercrime responsibilities as well as the risks to employers.
Duration 75 Minutes

UK Anti-Bribery & Corruption (ABC)

This tutorial is a guide for financial services staff to help them avoid the risks of bribery and corruption. The tutorial details the relevant laws and regulations that firms and individuals need to follow, as well as the systems and controls that are used to manage the risks associated with bribery and corruption.
Duration 75 Minutes

UK CASS Regime

This tutorial is a guide to handling client money and holding assets in safe custody for financial services staff at all levels. The tutorial details the key requirements of the FCA’s CASS sourcebook as well as the systems and controls that firms should have in place.
Duration: 75 Minutes

MiFID II/MiFIR - Primer

This video provides a high level overview of the MiFID II/MiFIR regime in Europe. It covers topics such as the reasons why regulators decided to overhaul the original MiFID directive, the key areas addressed by the new regime, the affected parties, and the implementation timeline.
9 minutes

MiFID II/MiFIR - Key Requirements

60MiFID II is a package of EU legislation that regulates firms who provide services to clients linked to financial instruments and the venues where those instruments are traded. This tutorial covers the main areas covered by the MiFID II regime, including market structure, market transparency, investor protection, and transaction reporting.
60 minutes

EMIR

The European Market Infrastructure Regulation (EMIR) is a binding European law that imposes a regulatory framework on the over-the-counter (OTC) derivatives market, trade repositories, and central clearing counterparties (CCPs). EMIR contains provisions that mandate central clearing for certain OTC contracts and counterparties and that require detailed reporting of transactions.
Duration 75 Minutes

AIFM Directive

This tutorial describes the main provisions of the AIFMD, including (among others) the requirements in relation to authorization, remuneration, risk management, liquidity management, securitization positions, valuation, delegation, and depositaries. 
Duration 75 Minutes

CSDR

This tutorial looks at the background to the CSDR legislation and its key components, namely standardization, authorization, standardized settlement, dematerialization, and settlement discipline.
45 minutes

PRIIPs

To support retail investors’ decision-making, European authorities published a regulation on key information documents (KIDs) for packaged retail and insurance-based investment products (PRIIPs).This tutorial provides a high-level overview of PRIIPs regulations and explains the components and purpose of the KID.
60 minutes

Solvency II

Solvency II introduced a new, harmonized EU-wide insurance regulatory regime. This tutorial looks at the key requirements of the Solvency II regime and details the different rules under its three pillars. 
Duration 75 Minutes

Market Abuse (Europe)

The tutorial details the relevant laws and regulations that firms and individuals need to follow, as well as the systems and controls that are used to manage market abuse risks. 
75 minutes


UCITS

This tutorial describes the key provisions of the UCITS Directive and how it has evolved from the original UCITS Directive to the existing UCITS V (and UCITS VI) requirements.
Duration 75 Minutes

Insurance Distribution Directive (IDD)

The European Union’s Insurance Distribution Directive (IDD) is intended to promote competition, consumer protection, and a level playing field in insurance distribution. This tutorial provides a high-level overview of the IDD and describes its key provisions and their implications.
Duration 45 Minutes

GDPR

Data protection legislation is concerned with upholding the privacy rights of individuals in relation to their personal data. This tutorial provides a high-level overview of the EU’s GDPR and its significance in terms of protecting an individual’s privacy in today’s world. 
Duration 50 Minutes

Europe Anti-Money Laundering (AML)

This tutorial covers key topics relating to European AML regulation such as terrorist financing, global frameworks, and AML responsibilities.
Duration 70 Minutes

Get started for free - trial our content first!
Gain access to the first tutorial of the course.

COURSE FEATURES

Skill level: Beginner/intermediate
Course time: 20.5 hours 
Delivery: Course slides and video
Devices: Desktop
Assessment: Test after each module

Take this UK and European Regulation and Compliance course today for only €175 | £152 | $203.

Gain Industry Knowledge and Certification
 Access your learning on desktop. 
 Test your knowledge throughout each tutorial with
regular review questions
  End each tutorial with a short, graded test designed to enhance knowledge retention.
  Gain a shareable professional certification.

Trial The Course For Free!

Gain access to the first tutorial of the course. 
This 75 minute tutorial introduces UK Anti-Money Laundering and is a guide to controlling money laundering and terrorist financing risks for financial services staff at all levels..
If you are undecided if this course is right for you, trial our primer tutorial first.